Ethical Approvals
This study was approved by the Institutional Review Board at The University of Texas MD Anderson Cancer Center (IRB2019-0348) and was registered in ClinicalTrials.gov (NCT04171037) and in the Clinical Trials Reporting Program database (NCI-2019-07291). All patients provided informed consent. Led by principal investigator Gang Zheng and supported by Fisher & Paykel Healthcare, this study was a prospective randomized controlled pilot study. This manuscript adheres to the applicable Consolidated Standards of Reporting Trials (CONSORT) guidelines.
Study Overview
Patients were randomized in a 1:1 ratio by the Clinical Oncology Research System (MD Anderson copyright 2000–2007) to receive either HFNO or the standard of care (SoC). Random block sizes were used to ensure numerical balance between study arms. Patients in the HFNO group received 100% oxygen via an Optiflow system (AA030 Optiflow Trace, Fisher & Paykel Healthcare, New Zealand), and patients in the SoC group received 100% oxygen via a non-rebreather face mask (Vyaire Medical, USA). A focused airway history and bedside airway assessment were conducted and informed consent was obtained in the preoperative area.
During the procedure, all patients in both groups received a continuous intravenous propofol infusion. For patients in the HFNO group, the oxygen flow rate began at 50 L/min and was increased to 70 L/min after the initiation of a propofol infusion and was maintained at 70 L/min until the end of the procedure. For patients in the SoC group, the oxygen flow rate was maintained at 8 L/min throughout the entire procedure. Patients’ oxygen saturation (SpO2) levels were monitored and manually recorded. The bispectral index (BIS) was used to monitor the level of sedation in both groups.
Postoperative assessments with a standard checklist were performed in the postanesthesia care unit (PACU) once patients were fully awake. Patients reported if they experienced any awareness during the procedure, sore jaw or tongue, dysphagia, or dysphonia. Self-reported symptoms in the PACU were recorded for up to 30 minutes after PACU admission, and the length of the PACU stay in minutes was recorded.
Study Endpoints
The primary endpoint was the total length (in minutes) of all desaturation episodes (ToLDE) that a patient experienced during a 60-minute observation window starting from the initiation of the propofol infusion. A desaturation episode was defined as a drop in SpO2 to 92% or lower. Secondary endpoints were the number of desaturation episodes, the number of BIS episodes (defined as episodes of BIS value ≥ 61), PACU observation time, and PACU self-reported symptoms.
Sample Size Justification
With 50 patients per study arm, the precision for the bounds of a 2-sided 95% confidence interval (CI) for the ToLDE time would extend 0.39 minutes on each side of the observed mean, assuming a common standard deviation of 1.0 minute per group. If the ToLDE time showed a highly skewed distribution, the proportion of patients experiencing at least one desaturation episode would be estimated for each study arm. Assuming a 15% desaturation rate and n = 50 patients, the half-width of a 2-sided 95% CI would extend approximately 10 percentage points on each side of the expected proportion (nQuery Advisor, v. 7.0).
Patient Enrollment
A designated study faculty member reviewed all patients scheduled for total intravenous anesthesia procedures in the daily interventional radiology schedule between November of 2019 and July of 2023 at The University of Texas MD Anderson Cancer Center. Eligible candidates included individuals diagnosed with obstructive sleep apnea (OSA), whether they used a continuous positive airway pressure device at home. Additionally, patients with a body mass index of 32 kg/m2 or greater and a neck circumference of 40 cm or larger were potentially eligible irrespective of their OSA status. We excluded individuals who were 18 years old or younger or who had severe organ/system decompensation rendering them unable to tolerate moderate sedation; current pulmonary disease requiring supplemental oxygen; significantly compromised airways due to aerodigestive oncology-related mass effects, making minimal sedation or awake airway intubation the preferred anesthetic option; or a baseline SpO2 reading of 92% or lower.
Data Collection
We collected data on patient demographics, American Society of Anesthesiologists physical status, Mallampati score, instances and duration of oxygen desaturation, occurrences, and duration of BIS episodes, and PACU self-reported symptoms. Study personnel manually recorded the instances and duration of oxygen desaturation and BIS episodes. PACU self-reported symptoms were gathered for each patient either when they met institutional discharge criteria or within 30 minutes of their PACU admission.
Statistical Analyses
Descriptive statistics were used to summarize continuous outcomes and patient characteristics, and scatterplots were used to explore distributional characteristics and bivariate relationships, respectively. Interval estimates were computed for continuous variables, such as ToLDE time, for each study arm independently using a 2-sided 95% CI. Exploratory analyses between study arms were conducted using the Wilcoxon rank-sum test for continuous variables and Fisher’s exact test for categorical variables. Logistic regression was used to determine the association between study arm and the experience of at least one episode of desaturation while adjusting for covariates of interest. Analyses were performed using Stata v. 16 (StataCorp), and P values less than 0.05 were considered statistically significant.
Table 1. Patient Characteristics by Study Arm
|
Characteristic
|
HFNO (N = 50)
|
SoC (N = 51)
|
|
Total (N = 101)
|
|
Age, years
|
|
|
|
|
|
Mean (SD)
|
60.18 (11.96)
|
60.96 (11.97)
|
|
60.57 (11.91)
|
|
Median (IQR)
|
62 (50.75–70.00)
|
64 (54.00–68.00)
|
|
63 (51.50–69.00)
|
|
Range
|
34.00–83.00
|
31.00–82.00
|
|
31.00–83.00
|
|
BMIa, kg/m2
|
|
|
|
|
|
Mean (SD)
|
37.02 (5.84)
|
39.46 (7.96)
|
|
38.26 (7.07)
|
|
Median (IQR)
|
35.99 (33.60–40.09)
|
38.08 (34.72–45.51)
|
|
37.33 (33.74–43.48)
|
|
Range
|
22.35–52.07
|
24.92–67.05
|
|
22.35–67.05
|
|
Heighta, cm
|
|
|
|
|
|
Mean (SD)
|
170.99 (11.45)
|
168.96 (9.76)
|
|
169.96 (10.62)
|
|
Median (IQR)
|
169 (163.00–179.35)
|
169 (162.00–176.00)
|
|
169 (162.70–176.38)
|
|
Range
|
147.00–192.00
|
145.00–188.00
|
|
145.00–192.00
|
|
Weightb, kg
|
|
|
|
|
|
Mean (SD)
|
107.12 (22.81)
|
109.36 (21.6)
|
|
108.24 (22.12)
|
|
Median (IQR)
|
110.6 (95.50–117.20)
|
108.5 (95.50–120.10)
|
|
109.25 (95.50–118.50)
|
|
Range
|
36.40–162.00
|
62.40–159.90
|
|
36.40–162.00
|
|
Sex, n (%)
|
|
|
|
|
|
Female
|
22 (44)
|
23 (45)
|
|
45 (45)
|
|
Male
|
28 (56)
|
28 (55)
|
|
56 (55)
|
|
ASA statusc, n (%)
|
|
|
|
|
|
II
|
1 (2)
|
2 (4)
|
|
3 (3)
|
|
III
|
49 (98)
|
48 (96)
|
|
97 (97)
|
|
Mallampati scorec, n (%)
|
|
|
|
|
|
I
|
1 (2)
|
1 (2)
|
|
2 (2)
|
|
II
|
14 (28)
|
17 (34)
|
|
31 (31)
|
|
III
|
33 (66)
|
32 (64)
|
|
65 (65)
|
|
IV
|
2 (4)
|
0 (0)
|
|
2 (2)
|
Abbreviations: ASA, American Society of Anesthesiologists; BMI, body mass index; IQR, interquartile range; HFNO, high-flow nasal oxygen; SD, standard deviation; SoC, standard of care.
a Missing data for 1 patient in the HFNO group.
b Missing data for 3 patients in the HFNO group and 4 patients in the SoC group.
c Missing data for 1 patient in the SoC group.